Part B

  • Unit 1: Introduction to Indian Securities Market and Trading Membership
  • Unit 2: Trading
  • Unit 3: Clearing and Settlement, Legal Framework
  • Unit 4: Introduction to Derivatives
  • Unit 5: Introductions to Futures and Options

Practical

Part C

  • Project
  • Viva
  • Practical file/Portfolio / Power Point presentation
  • Demonstration of Skill competency via Lab Activities

1. Introduction to Indian Securities Market and Trading Membership

  • Market Segments
  • Key Indicators of Securities Market
  • Products and Participants
  • Market Segments and their Products
  • Reforms in Indian Securities Markets
  • Stock Brokers
  • NSE Membership
  • Surrender of Trading membership
  • Suspension & Expulsion of Membership
  • Declaration of Defaulter
  • Authorised Persons
  • Sub-Brokers
  • Broker-Clients Relations
  • Sub-Broker-Clients Relations
  • Investor Service Cell and Arbitration
  • Code of Advertisement

2. Trading

  • Introduction
  • NEAT System
  • Market Types
  • Trading System Users Hierarchy
  • Local Database
  • Market Phases
  • Logging On
  • Log Off / Exit from the Application
  • NEAT Screen
  • Invoking an Inquiry Screen
  • Order Management
  • Internet Broking
  • Co-location
  • Wireless Application Protocol (WAP)

3. Clearing, Settlement and Legal Framework

  • Introduction
  • Key terminologies used in Clearing and Settlement Process
  • Transaction Cycle
  • Settlement Agencies
  • Clearing and Settlement Process
  • Securities and Funds Settlement
  • Shortages Handling
  • Risks in Settlement
  • Risk Management
  • Off-line Monitoring
  • International Securities Identification Number
  • Data and Report Downloads
  • SEBI (Intermediaries) Regulations, 2008
  • SEBI (Prohibition of Insider Trading) Regulations, 2015
  • SEBI (Prohibition of fraudulent and Unfair Trade Practices relating to securities┬ámarket) Regulations, 2003
  • The Depositories Act, 1996
  • Indian Contract Act, 1872
  • Income Tax Act, 1961

4. Introduction to Derivatives

  • Types of Derivative Contracts
  • Basic Derivatives
  • History of Financial Derivatives Markets
  • Participants in a Derivative Market
  • Economic Function of the Derivative Market
  • Understanding Interest Rates
  • Understanding The Stock Index
  • Economic Significance of Index Movements
  • Index Construction
  • Desirable Attributes of An Index
  • Applications of Index

5:. Introduction to Futures and Options

  • Forward Contracts
  • Limitations of Forward Markets
  • Introduction to Futures
  • Distinction between Futures and Forwards Contracts
  • Futures Terminology
  • Trading Underlying Vs Trading Single Stock Futures
  • Futures Payoffs
  • Pricing Futures
  • Understanding Beta (╬▓)
  • Numerical Illustration of Applications of Stock Futures
  • Hedging using Stock Index Futures
  • Option Terminology
  • Comparison between Futures and Options